Weak PFR over the integers

Lemmatorsion-free-doubling#

If \(G\) is torsion-free and \(X,Y\) are \(G\)-valued random variables then \(d[X;2Y]\leq 5d[X;Y]\).

Proof

Let \(Y_1,Y_2\) be independent copies of \(Y\) (also independent of \(X\)). Since \(G\) is torsion-free we know \(X,Y_1-Y_2,X-2Y_1\) uniquely determine \(X,Y_1,Y_2\) and so

\[ \mathbb{H}(X,Y_1,Y_2,X-2Y_1)=\mathbb{H}(X,Y_1,Y_2)=\mathbb{H}(X)+2\mathbb{H}(Y). \]

Similarly

\[ \mathbb{H}(X,X-2Y_1)=\mathbb{H}(X)+\mathbb{H}(2Y_1)=\mathbb{H}(X)+\mathbb{H}(Y). \]

Furthermore

\[ \mathbb{H}(Y_1-Y_2,X-2Y_1)=\mathbb{H}(Y_1-Y_2,X-Y_1-Y_2)\leq \mathbb{H}(Y_1-Y_2)+\mathbb{H}(X-Y_1-Y_2). \]

By submodularity (Alternate form of submodularity)

\[ \mathbb{H}(X,Y_1,Y_2,X-2Y_1)+\mathbb{H}(X-2Y_1)\leq \mathbb{H}(X,X-2Y_1)+\mathbb{H}(Y_1-Y_2,X-2Y_1). \]

Combining these inequalities

\[ \mathbb{H}(X-2Y_1)\leq \mathbb{H}(Y_1-Y_2)+\mathbb{H}(X-Y_1-Y_2)-\mathbb{H}(Y). \]

Similarly we have

\[ \mathbb{H}(Y_1,Y_2,X-Y_1-Y_2)=\mathbb{H}(X)+2\mathbb{H}(Y), \]
\[ \mathbb{H}(Y_1,X-Y_1-Y_2)=\mathbb{H}(Y)+\mathbb{H}(X-Y_2), \]

and

\[ \mathbb{H}(Y_2,X-Y_1-Y_2)=\mathbb{H}(Y)+\mathbb{H}(X-Y_1) \]

and by submodularity (Alternate form of submodularity) again

\[ \mathbb{H}(Y_1,Y_2,X-Y_1-Y_2)+ \mathbb{H}(X-Y_1-Y_2)\leq \mathbb{H}(Y_1,X-Y_1-Y_2)+\mathbb{H}(Y_2,X-Y_1-Y_2). \]

Combining these inequalities (and recalling the definition of Ruzsa distance) gives

\[ \mathbb{H}(X-Y_1-Y_2)\leq \mathbb{H}(X-Y_1)+\mathbb{H}(X-Y_2)-\mathbb{H}(X)=2d[X;Y]+\mathbb{H}(Y). \]

It follows that

\[ \mathbb{H}(X-2Y_1)\leq \mathbb{H}(Y_1-Y_2)+2d[X;Y] \]

and so (using \(\mathbb{H}(2Y)=\mathbb{H}(Y)\))

\[ \begin{aligned} d[X;2Y] &=\mathbb{H}(X-2Y_1)-\mathbb{H}(X)/2-\mathbb{H}(2Y)/2\\ &\leq \mathbb{H}(Y_1-Y_2)+2d[X;Y]-\mathbb{H}(X)/2-\mathbb{H}(Y)/2\\ &= d[Y_1;Y_2]+\frac{\mathbb{H}(Y)-\mathbb{H}(X)}{2}+2d[X;Y]. \end{aligned} \]

Finally note that by the triangle inequality (Ruzsa triangle inequality) we have

\[ d[Y_1;Y_2]\leq d[Y_1;X]+d[X;Y_2]=2d[X;Y]. \]

The result follows from \((\mathbb{H}(Y)-\mathbb{H}(X))/2\leq d[X;Y]\) (Distance controls entropy difference).

Lean

Formalized as torsion_free_doubling.

Sources
Uses 3 · Used by 1

Lemmatorsion-dist-shrinking#

If \(G\) is a torsion-free group and \(X,Y\) are \(G\)-valued random variables and \(\phi:G\to \mathbb{F}_2^d\) is a homomorphism then

\[ \mathbb{H}(\phi(X))\leq 10d[X;Y]. \]
Proof

By Corollary fibring-ineq and Lemma torsion-free-doubling we have

\[ d[\phi(X);\phi(2Y)]\leq d[X;2Y]\leq 5d[X;Y] \]

and \(\phi(2Y)=2\phi(Y)\equiv 0\) so the left-hand side is equal to \(d[\phi(X);0]=\mathbb{H}(\phi(X))/2\) (using Distance from zero).

Lean

Formalized as torsion_dist_shrinking.

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Uses 3 · Used by 1

Lemmaapp-ent-pfr#

Let \(G=\mathbb{F}_2^n\) and \(\alpha\in (0,1)\) and let \(X,Y\) be \(G\)-valued random variables such that

\[ \mathbb{H}(X)+\mathbb{H}(Y)> \frac{20}{\alpha} d[X;Y]. \]

There is a non-trivial subgroup \(H\leq G\) such that

\[ \log \lvert H\rvert \lt \frac{1+\alpha}{2}(\mathbb{H}(X)+\mathbb{H}(Y)) \]

and

\[ \mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y))< \alpha (\mathbb{H}(X)+\mathbb{H}(Y)) \]

where \(\psi:G\to G/H\) is the natural projection homomorphism.

Proof

By Improved entropy version of PFR there exists a subgroup \(H\) such that \(d[X;U_H] + d[Y;U_H] \leq 10 d[X;Y]\). Using Projection entropy and distance we deduce that \(\mathbb{H}(\psi(X)) + \mathbb{H}(\psi(X)) \leq 20 d[X;Y]\). The second claim follows adding these inequalities and using the assumption on \(\mathbb{H}(X)+\mathbb{H}(Y)\).

Furthermore we have by Distance controls entropy difference

\[ \log \lvert H \rvert-\mathbb{H}(X)\leq 2d[X;U_H] \]

and similarly for \(Y\) and thus

\[ \begin{aligned} \log \lvert H\rvert &\leq \frac{\mathbb{H}(X)+\mathbb{H}(Y)}{2}+d[X;U_H] + d[Y;U_H] \leq \frac{\mathbb{H}(X)+\mathbb{H}(Y)}{2}+ 10d[X;Y] \\& < \frac{1+\alpha}{2}(\mathbb{H}(X)+\mathbb{H}(Y)). \end{aligned} \]

Finally note that if \(H\) were trivial then \(\psi(X)=X\) and \(\psi(Y)=Y\) and hence \(\mathbb{H}(X)+\mathbb{H}(Y)=0\), which contradicts Distance nonnegative.

Lean

Formalized as app_ent_PFR.

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Uses 4 · Used by 1

Lemmapfr-projection'#

If \(G=\mathbb{F}_2^d\) and \(\alpha\in (0,1)\) and \(X,Y\) are \(G\)-valued random variables then there is a subgroup \(H\leq \mathbb{F}_2^d\) such that

\[ \log \lvert H\rvert \leq \frac{1+\alpha}{2(1-\alpha)} (\mathbb{H}(X)+\mathbb{H}(Y)) \]

and if \(\psi:G \to G/H\) is the natural projection then

\[ \mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y))\leq \frac{20}{\alpha} d[\psi(X);\psi(Y)]. \]
Proof

Let \(H\leq \mathbb{F}_2^d\) be a maximal subgroup such that

\[ \mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y))> \frac{20}{\alpha} d[\psi(X);\psi(Y)] \]

and such that there exists \(c \ge 0\) with

\[ \log \lvert H\rvert \leq \frac{1+\alpha}{2(1-\alpha)}(1-c)(\mathbb{H}(X)+\mathbb{H}(Y)) \]

and

\[ \mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y))\leq c (\mathbb{H}(X)+\mathbb{H}(Y)). \]

Note that this exists since \(H=\{0\}\) is an example of such a subgroup or we are done with this choice of \(H\).

We know that \(G/H\) is a \(2\)-elementary group and so by Lemma app-ent-pfr there exists some non-trivial subgroup \(H'\leq G/H\) such that

\[ \log \lvert H'\rvert < \frac{1+\alpha}{2}(\mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y)) \]

and

\[ \mathbb{H}(\psi' \circ\psi(X))+\mathbb{H}(\psi' \circ \psi(Y))< \alpha(\mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y))) \]

where \(\psi':G/H\to (G/H)/H'\). By group isomorphism theorems we know that there exists some \(H''\) with \(H\leq H''\leq G\) such that \(H'\cong H''/H\) and \(\psi' \circ \psi(X)=\psi''(X)\) where \(\psi'':G\to G/H''\) is the projection homomorphism.

Since \(H'\) is non-trivial we know that \(H\) is a proper subgroup of \(H''\). On the other hand we know that

\[ \log \lvert H''\rvert=\log \lvert H'\rvert+\log \lvert H\rvert< \frac{1+\alpha}{2(1-\alpha)}(1-\alpha c)(\mathbb{H}(X)+\mathbb{H}(Y)) \]

and

\[ \mathbb{H}(\psi''(X))+\mathbb{H}(\psi''(Y))< \alpha (\mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y)))\leq \alpha c (\mathbb{H}(X)+\mathbb{H}(Y)). \]

Therefore (using the maximality of \(H\)) it must be the first condition that fails, whence

\[ \mathbb{H}(\psi''(X))+\mathbb{H}(\psi''(Y))\leq \frac{20}{\alpha}d[\psi''(X);\psi''(Y)]. \]
Lean

Formalized as PFR_projection'.

Sources
Uses 1 · Used by 1
Proof usesapp-ent-pfr

We could use the previous lemma for any value of \(\alpha \in (0,1)\), which would give a whole range of estimates in Theorem weak-pfr-int. For definiteness, we specialize only to \(\alpha=3/5\), which gives a constant \(2\) in the first bound below.

Lemmapfr-projection#

If \(G=\mathbb{F}_2^d\) and \(\alpha\in (0,1)\) and \(X,Y\) are \(G\)-valued random variables then there is a subgroup \(H\leq \mathbb{F}_2^d\) such that

\[ \log \lvert H\rvert \leq 2 (\mathbb{H}(X)+\mathbb{H}(Y)) \]

and if \(\psi:G \to G/H\) is the natural projection then

\[ \mathbb{H}(\psi(X))+\mathbb{H}(\psi(Y))\leq 34 d[\psi(X);\psi(Y)]. \]
Proof

Specialize Lemma pfr-projection' to \(\alpha=3/5\). In the second inequality, it gives a bound \(100/3 < 34\).

Lean

Formalized as PFR_projection.

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Uses 1 · Used by 1
Proof usespfr-projection'

Lemmasingle-fibres#

Let \(\phi:G\to H\) be a homomorphism and \(A,B\subseteq G\) be finite subsets. If \(x,y\in H\) then let \(A_x=A\cap \phi^{-1}(x)\) and \(B_y=B\cap \phi^{-1}(y)\). There exist \(x,y\in H\) such that \(A_x,B_y\) are both non-empty and

\[ d[\phi(U_A);\phi(U_B)]\log \frac{\lvert A\rvert\lvert B\rvert}{\lvert A_x\rvert\lvert B_y\rvert}\leq (\mathbb{H}(\phi(U_A))+\mathbb{H}(\phi(U_B)))(d(U_A,U_B)-d(U_{A_x},U_{B_y})). \]
Proof

The random variables \((U_A\mid \phi(U_A)=x)\) and \((U_B\mid \phi(U_B)=y)\) are equal in distribution to \(U_{A_x}\) and \(U_{B_y}\) respectively (both are uniformly distributed over their respective fibres). It follows from General fibring identity that

\[ \begin{aligned} \sum_{x,y\in H}\frac{\lvert A_x\rvert\lvert B_y\rvert}{\lvert A\rvert\lvert B\rvert}d[U_{A_x};U_{B_y}] &=d[U_A\mid \phi(U_A); U_B\mid \phi(U_B)]\\ &\leq d[U_A;U_B]-d[\phi(U_A);\phi(U_B)]. \end{aligned} \]

Therefore with \(M:=\mathbb{H}(\phi(U_A))+\mathbb{H}(\phi(U_B))\) we have

\[ \left(\sum_{x,y\in H}\frac{\lvert A_x\rvert\lvert B_y\rvert}{\lvert A\rvert\lvert B\rvert}Md[U_{A_x};U_{B_y}]\right)+Md[\phi(U_A);\phi(U_B)]\leq Md[U_A;U_B]. \]

Since

\[ M=\sum_{x,y\in H}\frac{\lvert A_x\rvert\lvert B_y\rvert}{\lvert A\rvert\lvert B\rvert}\log \frac{\lvert A\rvert\lvert B\rvert}{\lvert A_x\rvert\lvert B_y\rvert} \]

we have

\[ \sum_{x,y\in H} \frac{\lvert A_x\rvert\lvert B_y\rvert}{\lvert A\rvert\lvert B\rvert}\left(Md[U_{A_x};U_{B_y}]+d[\phi(U_A);\phi(U_B)]\log \frac{\lvert A\rvert\lvert B\rvert}{\lvert A_x\rvert\lvert B_y\rvert}\right)\leq Md[U_A;U_B]. \]

It follows that there exists some \(x,y\in H\) such that \(\lvert A_x\rvert,\lvert B_y\rvert\neq 0\) and

\[ Md[U_{A_x};U_{B_y}]+d[\phi(U_A);\phi(U_B)]\log \frac{\lvert A\rvert\lvert B\rvert}{\lvert A_x\rvert\lvert B_y\rvert}\leq Md[U_A;U_B]. \]
Lean

Formalized as single_fibres.

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Uses 1 · Used by 1

Definitiondimension-def#

If \(A\subseteq \mathbb{Z}^{d}\) then by \(\dim(A)\) we mean the dimension of the span of \(A-A\) over the reals – equivalently, the smallest \(d'\) such that \(A\) lies in a coset of a subgroup isomorphic to \(\mathbb{Z}^{d'}\).

Used by 3

Theoremweak-pfr-asymm#

If \(A,B\subseteq \mathbb{Z}^d\) are finite non-empty sets then there exist non-empty \(A'\subseteq A\) and \(B'\subseteq B\) such that

\[ \log\frac{\lvert A\rvert\lvert B\rvert}{\lvert A'\rvert\lvert B'\rvert}\leq 34d[U_A;U_B] \]

such that \(\max(\dim A',\dim B')\leq \frac{40}{\log 2} d[U_A;U_B]\).

Proof

Without loss of generality we can assume that \(A\) and \(B\) are not both inside (possibly distinct) cosets of the same subgroup of \(\mathbb{Z}^d\), or we just replace \(\mathbb{Z}^d\) with that subgroup. We prove the result by induction on \(\lvert A\rvert+\lvert B\rvert\).

Let \(\phi:\mathbb{Z}^d\to \mathbb{F}_2^d\) be the natural mod-2 homomorphism. By Lemma torsion-dist-shrinking

\[ \max(\mathbb{H}(\phi(U_A)),\mathbb{H}(\phi(U_B)))\leq 10d[U_A;U_B]. \]

We now apply Lemma pfr-projection, obtaining some subgroup \(H\leq \mathbb{F}_2^d\) such that

\[ \log \lvert H\rvert \leq 40d[U_A;U_B] \]

and

\[ \mathbb{H}(\tilde{\phi}(U_A))+\mathbb{H}(\tilde{\phi}(U_B))\leq 34 d[\tilde{\phi}(U_A);\tilde{\phi}(U_B)] \]

where \(\tilde{\phi}:\mathbb{Z}^d\to \mathbb{F}_2^d/H\) is \(\phi\) composed with the projection onto \(\mathbb{F}_2^d/H\).

By Lemma single-fibres there exist \(x,y\in \mathbb{F}_2^d/H\) such that, with \(A_x=A\cap \tilde{\phi}^{-1}(x)\) and similarly for \(B_y\),

\[ \log \frac{\lvert A\rvert\lvert B\rvert}{\lvert A_x\rvert\lvert B_y\rvert}\leq 34(d[U_A;U_B]-d[U_{A_x};U_{B_y}]). \]

Suppose first that \(\lvert A_x\rvert+\lvert B_y\rvert=\lvert A\rvert+\lvert B\rvert\). This means that \(\tilde{\phi}(A)=\{x\}\) and \(\tilde{\phi}(B)=\{y\}\), and hence both \(A\) and \(B\) are in cosets of \(\ker \tilde{\phi}\). Since by assumption \(A,B\) are not in cosets of a proper subgroup of \(\mathbb{Z}^d\) this means \(\ker\tilde{\phi}=\mathbb{Z}^d\), and so (examining the definition of \(\tilde{\phi}\)) we must have \(H=\mathbb{F}_2^d\). Then our bound on \(\log\lvert H\rvert\) forces \(d\leq \frac{40}{\log 2}d[U_A;U_B]\) and we are done with \(A'=A\) and \(B'=B\).

Otherwise,

\[ \lvert A_x\rvert+\lvert B_y\rvert \lt \lvert A\rvert+\lvert B\rvert. \]

By induction we can find some \(A'\subseteq A_x\) and \(B'\subseteq B_y\) such that \(\dim A',\dim B'\leq \frac{40}{\log 2} d[U_{A_x};U_{B_y}]\leq \frac{40}{\log 2}d[U_A;U_B]\) and

\[ \log \frac{\lvert A_x\rvert\lvert B_y\rvert}{\lvert A'\rvert\lvert B'\rvert}\leq 34d[U_{A_x};U_{B_y}]. \]

Adding these inequalities implies

\[ \log\frac{\lvert A\rvert\lvert B\rvert}{\lvert A'\rvert\lvert B'\rvert}\leq 34d[U_A;U_B] \]

as required.

Lean

Formalized as weak_PFR_asymm.

Sources
Uses 4 · Used by 1

Theoremweak-pfr-symm#

If \(A\subseteq \mathbb{Z}^d\) is a finite non-empty set with \(d[U_A;U_A]\leq \log K\) then there exists a non-empty \(A'\subseteq A\) such that

\[ \lvert A'\rvert\geq K^{-17}\lvert A\rvert \]

and \(\dim A'\leq \frac{40}{\log 2} \log K\).

Proof

Immediate from Theorem weak-pfr-asymm and rearranging.

Lean

Formalized as weak_PFR.

Sources
Uses 2 · Used by 1

Theoremweak-pfr-int#

Let \(A\subseteq \mathbb{Z}^d\) and \(\lvert A-A\rvert\leq K\lvert A\rvert\). There exists \(A'\subseteq A\) such that \(\lvert A'\rvert \geq K^{-17}\lvert A\rvert\) and \(\dim A' \leq \frac{40}{\log 2}\log K\).

Proof

As in the beginning of PFR the doubling condition forces \(d[U_A;U_A]\leq \log K\), and then we apply Theorem weak-pfr-symm.

Lean

Formalized as weak_PFR_int.

Sources
Uses 2 · Used by 1

Corollaryweak-pfr-int-sumset#

Let \(A\subseteq \mathbb{Z}^d\) and \(\lvert A+A\rvert\leq K\lvert A\rvert\). There exists \(A'\subseteq A\) such that \(\lvert A'\rvert \geq K^{-34}\lvert A\rvert\) and \(\dim A' \leq \frac{80}{\log 2}\log K\).

Proof

By the Ruzsa triangle inequality one has \(\lvert A-A\rvert \leq K^2 \lvert A\rvert\), and then we apply Theorem weak-pfr-int.

Lean

Formalized as weak_PFR_int_sumset.

Sources
Uses 1
Proof usesweak-pfr-int

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